Ex Parte Carpenter et al - Page 9


               Appeal No.  2006-1253                                                  Page 9                
               Application No. 09/969,451                                                                   
               formulation had a viscosity of 60 cP at 0°C relative to 50 cP for appellants’                
               formulation.  At 25°C paragraph 6 of Mihalik II reports that the Apelian                     
               formulation had a viscosity of 35.5 cP relative to 30.5 cP for appellants’                   
               formulation.  According to Mihalik II, this data shows “the superior syringeability          
               of [a]pplicant’s [sic] formulation.”  Mihalik II, paragraph 6; Brief, page 8.  As we         
               understand appellants’ arguments, this “superior syringeability” is due to the               
               absence of polyethylene glycol in appellants’ formulation.  Stated differently, the          
               polyethylene glycol required by Apelian affects the basic and novel                          
               characteristics of appellants’ claimed composition.  We disagree.                            
                      Appellants place a great deal of weight on the viscosity of Apelian’s                 
               formulation and attempt to distinguish their claimed invention from Apelian based            
               on viscosity.  In this regard, we note that appellants can define “the scope of the          
               phrase ‘consisting essentially of’ for purposes of its patent by making clear in its         
               specification what it regarded as constituting a material change in the basic and            
               novel characteristics of the invention.”  PPG Indus., 156 F.3d at 1355, 48                   
               USPQ2d at 1355.  On this record, however, appellants’ specification fails to                 
               provide a definition that is sufficient to support their position.  According to             
               appellants’ specification (paragraph 15),                                                    
                            [t]he viscosity of the formulation should be a maximum of                       
                      about 60 cPs at 25°C.  Preferably, it is less than about 50 cPs at                    
                      25°C, and most preferably, it is less than about 40 cPs at 25°C. The                  
                      viscosity of the formulation should be a maximum of about 100 cPs                     
                      at 0°C. Preferably, it is less than about 80 cPs at 0°C, and most                     
                      preferably, it is less than about 60 cPs at 0°C.                                      
               As discussed above, according to Mihalik II both the Apelian formulation and                 
               appellants’ formulation had a viscosity less than about 60 cPs at 25°C.  The                 






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