Ex Parte Shwarts et al - Page 59



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                           BLANKENSHIP, Administrative Patent Judge, concurring.                                                    
                           I write separately only to discuss an alternative view of the recapture                                  
                   rule as it applies to this case.  I disagree with Appellants’ statement, at page                                 
                   5 of the Reply Brief, that “[w]ith respect to broadening reissues and                                            
                   ‘recapture,’ there is no ambiguity regarding the law.”  However, in this case,                                   
                   even with the alternative view of the precedents that set out the law of                                         
                   recapture, the recapture rule bars Appellants’ reissue claims.9                                                  
                           Application of the recapture rule is a three-step process.  The                                          
                           first step is to determine whether and in what aspect the reissue                                        
                           claims are broader than the patent claims.  The second step is to                                        
                           determine whether the broader aspects of the reissued claim                                              
                           related to surrendered subject matter.  Finally, the court must                                          
                           determine whether the reissued claims were materially                                                    
                           narrowed in other respects to avoid the recapture rule.                                                  
                   Pannu v. Storz Instruments, Inc., 258 Fl.3d 1366, 1371, 59 USPQ2d 1597,                                          
                   1600 (Fed. Cir. 2001) (internal quotations and citations omitted).                                               
                           “Deliberately canceling or amending a claim in an effort to overcome                                     
                   a reference strongly suggests that the applicant admits that the scope of the                                    
                   claim before the cancellation or amendment is unpatentable, but it is not                                        
                   dispositive because other evidence in the prosecution history may indicate                                       
                   the contrary.”  In re Clement, 131 F.3d 1464, 1469, 45 USPQ2d 1161, 1164                                         
                   (Fed. Cir. 1997) (citations omitted).  Here, Appellants do not point to any                                      
                   evidence in the prosecution history that may indicate the contrary.                                              
                                                                                                                                    
                   9 Any differences that I may have with the majority opinion in its                                               
                   interpretation of the recapture rule in no way relates to the new, independent                                   
                   ground of rejection for lack of statutory “error” under § 251.                                                   
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