Ex Parte Shwarts et al - Page 62



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                           claim10 in all aspects, the recapture rule bars the claim; (2) if it                                     
                           is narrower in all aspects, the recapture rule does not apply, but                                       
                           other rejections are possible; (3) if the reissue claim is broader                                       
                           in some aspects, but narrower in others, then: (a) if the reissue                                        
                           claim is as broad as or broader in an aspect germane to a prior                                          
                           art rejection, but narrower in another aspect completely                                                 
                           unrelated to the rejection, the recapture rule bars the claim; (b)                                       
                           if the reissue claim is narrower in an aspect germane to prior art                                       
                           rejection, and broader in an aspect unrelated to the rejection, the                                      
                           recapture rule does not bar the claim, but other rejections are                                          
                           possible.  Mentor is an example of (3)(a); Ball is an example of                                         
                           (3)(b).                                                                                                  
                   In re Clement at 1470, 45 USPQ2d at 1165 (footnote added).                                                       
                           Appellants’ position, as stated at page 10 of the Brief, is that the                                     
                   second step (expressed in Pannu, supra) towards applying the recapture rule                                      
                   fails because reissue independent claims 5, 27, 49, and 77 are broader than                                      
                   originally issued independent claim 1 in a manner “not directly pertinent” to                                    
                   the subject matter surrendered during prosecution.  The subject matter                                           
                   surrendered during prosecution, according to Appellants, is “the use of a                                        
                   mark-up button to display or hide handwriting.”  (Br. 10.)                                                       

                                                                                                                                    
                   10  The “canceled or amended claim” is the claim that was canceled or                                            
                   amended.  “Once we determine that an applicant has surrendered the subject                                       
                   matter of the canceled or amended claim, we then determine whether the                                           
                   surrendered subject matter has crept into the reissue claim” (emphasis                                           
                   added).  In re Clement at 1469, 45 USPQ2d at 1164.  In Clement, the Federal                                      
                   Circuit compared the reissue claim with the corresponding application claim                                      
                   as it stood before the amendments added during prosecution.  See In re                                           
                   Clement at 1470-71, 45 USPQ2d at 1165-66.                                                                        
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