Ex Parte Shwarts et al - Page 64



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                   Clement, which occurs after the determination that subject matter was                                            
                   surrendered.  In this case, the reissue claims are broader than application                                      
                   claim 19 before the preliminary amendment in some aspects, but narrower in                                       
                   others.  Reissue claim 5 is narrower than application claim 19, for example,                                     
                   in the requirement that user input is recognized as one or more search                                           
                   strings.  Reissue claim 5 is broader than application claim 19 in not requiring                                  
                   the display of handwriting written on the current page of the book after a                                       
                   mark-up button has been selected, a limitation that was further refined in                                       
                   response to the prior art rejection.                                                                             
                           Appellants’ reissue claims fail under Clement step 3(a) because the                                      
                   reissue claims are as broad as or broader than original application claim 19,                                    
                   prior to the preliminary amendment, in an aspect germane to a prior art                                          
                   rejection, even though the reissue claims may be narrower in other aspects                                       
                   completely unrelated to the rejection.  The recapture rule bars the claims.                                      
                           Thus, Appellants have not shown that the broader aspects of the                                          
                   reissue claims do not relate to surrendered subject matter.  Nor have                                            
                   Appellants shown that the reissue claims have been materially narrowed in                                        
                   other respects to avoid the recapture rule.  I agree with the majority’s                                         
                   conclusion with respect to recapture, that the Examiner’s rejection of claims                                    
                   5-15, 17-37, 39-59, 61-85, and 87-101 under 35 U.S.C. § 251 should be                                            
                   sustained.                                                                                                       




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