Ex Parte Fukuoka et al - Page 4

                Appeal 2007-1118                                                                             
                Application 10/237,089                                                                       

                      B.  Facts                                                                              
                      Sakashita, Umeno, and Appellants’ invention are all directed to an                     
                electrode active material for use in non-aqueous secondary batteries also                    
                known as secondary lithium ion batteries (Sakashita ¶ 1; Umeno ¶ 1;                          
                Specification 1:7-11).                                                                       
                      Sakashita describes an electrode active material including SiOx                        
                (x=1.05-1.60) powder mixed with a conductive material of carbon black                        
                powder (Abstract; ¶ 5).  The carbon black powder serves as a conduction                      
                agent (Sakashita ¶ 11).  The SiOx and carbon black are mixed together in the                 
                form of a slurry (Sakashita ¶ 14).                                                           
                      The SiOx powder of Sakashita is “capable of storing and releasing                      
                lithium ions” or, in other words, “capable of forming a lithium alloy”                       
                (Sakashita, Abstract; ¶ 5; see also Sakashita ¶ 3 and Umeno, col. 3, ll. 1-3;                
                finding of the Examiner, Answer 7).                                                          
                      We determine that Sakashita’s SiOx (x=1.05-1.60) powder contains a                     
                mixture of silicon (Si) and silicon dioxide (SiO2).  This determination is                   
                based on the method of making the SiOx. which is substantially similar to                    
                Appellants’ process of mixing Si and SiO2 at temperatures on the order of                    
                1400 °C (Compare Sakashita ¶ 8 to Specification 4:1-31 and 11:13-21) and                     
                Sakashita’s disclosure that analysis of the SiOx powder by x-ray                             
                photoelectron spectroscopy 750, for example, “ESCA,” gives “a peak which                     
                is different in Si and SiO2” (Sakashita ¶ 9).  That both Si and SiO2 are                     
                present is further evinced by the teaching of Sakashita that the SiOx powder                 
                is “capable of storing and releasing lithium ions” (Sakashita, Abstract; ¶ 5).               



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