Ex Parte Fukuoka et al - Page 5

                Appeal 2007-1118                                                                             
                Application 10/237,089                                                                       

                It is the Si that is active, SiO2 being inactive electrochemically                           
                (Specification 4:11-16).                                                                     
                      Umeno also describes an anode active material for a lithium                            
                secondary battery (Umeno, col. 1, ll. 11-12).  Umeno’s anode is said to have                 
                a large capacity, high safety, and excellent charging and discharging cycle                  
                property (Umeno, col. 1, ll. 12-14).  Umeno recognized a problem with the                    
                volume of the anode expanding several-fold as lithium alloyed with the                       
                active material (e.g., silicon) within the anode, the expansion resulting in                 
                powderizing which destroys the anode (Umeno, col. 2, ll. 12-39).  Umeno                      
                solves the problem of electrode powderization and destruction by covering                    
                the lithium alloy-forming core particles with an expansion inhibiting layer of               
                carbon (Umeno, col. 2, ll. 48-68).  The coating further suppresses oxidation                 
                during charging and discharging of the battery (Umeno, col. 6, ll. 22-24) as                 
                well as improves the conductivity of the particulate core and allows the                     
                lithium to be supplied uniformly to the core from the whole outer surface of                 
                the carbon layer thus improving charging and discharging speeds (Umeno,                      
                col. 6, ll. 26-33).  As the material for the core particles, Umeno suggests                  
                selecting “metal and semimetal … capable of forming a lithium alloy” and                     
                discloses a preference for titanium, iron, boron, and silicon with a particular              
                preference for silicon (Umeno, col. 4, ll. 38-44).  Umeno does not expressly                 
                state that SiOx can be used as a particulate core material, although Umeno                   
                notes that silicon oxide is present in silicon as an allowable impurity, it                  
                being inactive electrochemically (Umeno, col. 4, ll. 45-49).                                 
                      The Fukuoka I Declaration provides data for lithium ion secondary                      
                battery cells constructed and tested as in Appellants’ Example 2 of the                      


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