Richards Asset Mgmt. Trust, et al. - Page 15




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          As set forth above, on September 4, 2001, the Court served                  
          petitioners in the cases at docket Nos. 10765-00 and 10766-00, at           
          the address of record listed in the petitions, with copies of               
          (1) respondent’s respective motions to compel discovery in those            
          cases, including the exhibits that respondent had attached                  
          thereto (inter alia, respondent’s discovery requests), and                  
          (2) the Court’s respective September 4, 2001 Orders directing               
          petitioners to file a response to each such motion on or before             
          September 13, 2001.  Moreover, as discussed above, Mr. Wise                 
          represented in Mr. Wise’s motion to withdraw that on September              
          10, 2001, he sent to petitioner via Federal Express for delivery            
          at 10 a.m. on September 11, 2001, copies of the Court’s September           
          4, 2001 Orders as well as respondent’s motions to compel discov-            
          ery.  On October 2, 2001, the Court denied petitioners’ motion to           
          continue.                                                                   
               On October 9, 2001, respondent filed a report (respondent’s            
          October 9, 2001 report) in each of the cases at docket Nos.                 
          10765-00 and 10766-00, as directed by the Court in the Court’s              
          September 19, 2001 Order in each of those cases.  Respondent’s              
          October 9, 2001 report in each of those cases indicated that as             
          of October 5, 2001, petitioner in each such case had not provided           
          any documents in response to respondent’s request for production            
          of documents or any responses to respondent’s interrogatories.              
               On October 15, 2001, the Court had these cases called from             






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