Ex parte SUMIDA et al. - Page 6




          Appeal No. 95-4470                                                          
          Application No. 08/223,190                                                  


          reasoning as to why it would have been obvious, in view of the              
          art cited, to have constructed a monolithic optical element                 
          providing for total internal reflection of incident light wherein           
          the body of the optical element is in the shape of a right-angle            
          porro prism in order to provide for retroreflection in one plane            
          and polarization rotation of the incident light rays.  The                  
          claimed properties have not been shown to be inherent in any                
          porro prism.                                                                
               We note, further, that the examiner appears to rely, to some           
          extent, on Reeder for a suggestion of the “polarization rotation”           
          feature.  However, where a reference is relied on to support a              
          rejection, whether or not in a minor capacity, there would appear           
          to be no excuse for not positively including the reference in the           
          statement of the rejection.  In re Hoch, 428 F.2d 1341, 1342 n.3,           
          166 USPQ 406, 407 n.3 (CCPA 1970).  Reeder forms no part of the             
          examiner’s statement of the rejection and, accordingly, we have             
          not considered this reference.                                              
               We now turn to the new ground of rejection wherein the                 
          examiner rejects claims 17 through 19 and 22 under 35 U.S.C. 103            
          over APA, Sumida and Simmons.                                               
               To whatever extent the examiner might have mistakenly                  
          believed that the “polarization rotation” limitation did not                

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