Ex Parte CARMAN - Page 28



                    Appeal No. 1997-2510                                                                                                    
                    Application No. 07/868,539                                                                                              

                            In response, the examiner argues (Answer, page 32) that “[o]ne of                                               
                    ordinary skill in the art would have found it obvious to decrease Vmw 175                                               
                    expression using DNA (sequence 5’ … NATCGTCCACACGGNN                                                                    
                    NNCCGTGTGGACGATN … 3’) that interrupts the normal DNA binding to Vmw                                                    
                    175 protein by using DNA which is antiparallel to NATCGTCCACACGGNN bind                                                 
                    to the HSV-1 DNA to inhibit expression ….”  The examiner however, fails to                                              
                    idenfity any portion of Everett or Kaji, from which this statement of obviousness                                       
                    is derived.                                                                                                             
                            On the record before us, we find no reasonable suggestion for combining                                         
                    the teachings of the references relied upon by the examiner in a manner that                                            
                    would have reasonably led one of ordinary skill in this art to arrive at the claimed                                    
                    invention.  The initial burden of presenting a prima facie case of obviousness                                          
                    rests on the examiner.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443,                                             
                    1444  (Fed. Cir. 1992).  Therefore, on these facts, it is our opinion that the                                          
                    examiner failed to provide the evidence necessary to support a prima facie case                                         
                    of obviousness.  If the examiner fails to establish a prima facie case, the                                             
                    rejection is improper and will be overturned.   In re Fine, 837 F.2d 1071, 1074,                                        
                    5 USPQ2d 1596, 1598 (Fed. Cir. 1988).                                                                                   
                            Accordingly we reverse the rejection of claims 5 and 11 under 35 U.S.C.                                         
                    § 103 as obvious over Vickers, in view of Sakata, Metzler, Uhlmann and Inouye;                                          
                    or Bielinska, in view of Sakata, Uhlmann and Inouye, further in view of Kaji and                                        
                    Everett.                                                                                                                


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