Ex parte KANEKURA - Page 10




          Appeal No. 1999-0485                                                        
          Application 08/526,781                                                      


          this evidence in order to establish a prima facie case.  In re              
          Piasecki, 745 F.2d 1468, 1471-72, 223 USPQ 785, 787-88 (Fed.                
          Cir. 1984); In re Knapp-Monarch Co., 296 F.2d 230, 232, 132                 
          USPQ 6, 8 (CCPA 1961); In re Cofer, 354 F.2d 664, 668, 148                  
          USPQ 268, 271-72 (CCPA 1966).  Furthermore, our reviewing                   
          court states in In re Piasecki, 745 F.2d at 1472, 223 USPQ at,              
          788 the following:                                                          
               The Supreme Court in Graham v. John Deere Co., 383 U.S. 1              
               (1966), focused on the procedural and evidentiary                      
               processes in reaching a conclusion under section 103.  As              
               adapted to ex parte procedure, Graham is interpreted as                
               continuing to place the “burden of proof on the Patent                 
               Office which requires it to produce the factual basis for              
               its rejection of an application under sections 102 and                 
               103."  (Citing In re Warner, 379 F.2d 1011, 1016, 154                  
               USPQ 173, 177 (CCPA 1967)).                                            
               On page 7 of the answer, Appellant refers to reference                 
          Cocanougher, U.S. Patent No. 5,212,662.  We note that this                  
          reference was not relied upon in the rejection.  Our reviewing              
          court has stated that where a reference is relied on to                     
          support a rejection, whether or not in a minor capacity, there              
          would appear to be no excuse for not positively including the               
          reference in the statement of the rejection.  In re Hoch, 428               
          F.2d 1341, 1342, 166 USPQ 406, 407 (CCPA 1970).                             

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