Ex parte ORLOWSKI et al. - Page 4







             Appeal No. 1999-1637                                                                                     
             Application 08/417,537                                                                                   



             channel region including channel length 923 and, more importantly, that the control gate                 
             909 of the floating gate transistor 921 serves as the control gate for transistor 921 as well            
             as the gate for the select transistor 922.  We agree with the interpretation of Wong and                 
             such is buttressed by the discussion at column 8, lines 30-38, for example, of Wong.                     
                    As we read the discussion of the rejection under 35 U.S.C. § 102 at pages 5-8 of                  
             the reply brief, appellants appear to implicitly agree with the examiner’s characterization              
             with respect to Figure 9, but seem to complain of some element of surprise with respect to               
             the examiner’s reliance upon this figure.  Again, this rejection was initially stated in Paper           
             No. 21 on September 16, 1998.  From this rejection appellants filed a Notice of Appeal on                
             December 14, 1998 and their brief on December 21, 1998.  No responsive argument or                       
             secondary amendment was supplied in response to the non final rejection in Paper No. 21                  
             before appeal was taken.  The examiner maintained the same position in the answer as to                  
             how he viewed the applicability of Figures 9 and 10 to the noted claims on appeal in the                 
             same manner done in the rejection in Paper No. 21.  It appears to us that appellants have                
             lost the opportunity to amend the claims on appeal to read over or distinguish the features              
             taught and suggested in Figures 9 and 10 of Wong.  We are not persuaded of any reason                    
             to invoke our powers within 37 CFR §1.196(c) as requested in the reply brief.  Since the                 


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