Ex parte ORLOWSKI et al. - Page 7







             Appeal No. 1999-1637                                                                                     
             Application 08/417,537                                                                                   



             se where Figure 1 shows two cells connected together.  In this reference there is no select              
             transistor and therefore no select gate comparable to the second transistor of Ono’s                     
             Figure 1, which includes the sidewall gate or select gate 18.                                            
                    From our study of the examiner’s position at pages 3-5 of the answer, the examiner                
             proposes to modify Ono’s prior art horizontal floating gate EEPROM memory cell                           
             arrangement in view of the vertically structured floating gate cell in Sugaya.  However, the             
             examiner’s explanation of this combination does not propose any manner of a structural                   
             combination, only that it would have been obvious to fabricate Ono’s device vertically as                
             done in Sugaya rather than horizontally.                                                                 
                    On the basis of the examiner’s position as well as our study of both references, we               
             conclude that the examiner has not established a prima facie case of obviousness within                  
             35 U.S.C. § 103.  Indeed, we have concluded that there appears to be no clear basis from                 
             the teachings and suggestions in both references as well as the examiner’s reasoning as                  
             to how the artisan would have modified the two transistor memory cells of Ono which is                   
             based on a horizontal architectural approach in view of the vertical architectural approach              
             of Sugaya.  The combination appears to us to be problematic because the examiner’s                       
             reasoning and the references do not account for any manner in which the second transistor                


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