Ex Parte GEDNEY et al - Page 43



              Appeal 2006-1454                                                                                         
              Application 09/004,524                                                                                   
              Patent 5,483,421                                                                                         

                    made during the application process and to the inferences that may                                 
                    reasonably be drawn from the amendment (emphasis added).                                           
                                                       ***                                                             
                    A patentee’s decision to narrow his claims through amendment may                                   
                    be presumed to be a general disclaimer of the territory between the                                
                    original claim and the amended claim.  Exhibit Supply, 315 U.S., at                                
                    136-137, 62 S. Ct. 513 (“By the amendment [the patentee] recognized                                
                    and emphasized the difference between the two phrases and                                          
                    proclaimed his abandonment of all that is embraced in that                                         
                    difference”).  There are some cases, however, where the amendment                                  
                    cannot reasonably be viewed as surrendering a particular equivalent.                               
                    The equivalent may have been unforeseeable at the time of the                                      
                    application; the rationale underlying the amendment may bear no                                    
                    more than a tangential relation to the equivalent in question; or there                            
                    may be some other reason suggesting that the patentee could not                                    
                    reasonably be expected to have described the insubstantial substitute                              
                    in question.  In those cases the patentee can overcome the                                         
                    presumption that prosecution history estoppel bars a finding of                                    
                    equivalence (emphasis added).                                                                      
                                                         ***                                                           
                    When the patentee has chosen to narrow a claim, courts may presume                                 
                    the amended text was composed with awareness of this rule and that                                 
                    the territory surrendered is not an equivalent of the territory claimed.                           
                    In those instances, however, the patentee still might rebut the                                    
                    presumption that estoppel bars a claim of equivalence.  The patentee                               
                    must show that at the time of the amendment one skilled in the art                                 
                    could not reasonably be expected to have drafted a claim that would                                
                    have literally encompassed the alleged equivalent (emphasis added).                                




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