Ex Parte SULLIVAN et al - Page 2



             Appeal 2006-3387                                                                                    
             Application 09/385,489                                                                              
                                        STATEMENT OF THE CASE                                                    
                   Thomas J. Sullivan et al. (“Appellants”) seek our review under 35 U.S.C.                      
             § 134 of the Examiner’s final rejection of claims 1-32, 37-83, and 88-94, all of the                
             pending claims.  We have jurisdiction under 35 U.S.C. § 6(b).                                       

                                         SUMMARY OF DECISION                                                     
                   We AFFIRM-IN-PART.                                                                            

                                              THE INVENTION                                                      
                   Appellants’ claimed invention relates to a system and method that captures,                   
             records, tracks, reports, monitors, verifies, and settles product promotions for                    
             retailers and manufacturers.  Claim 1, reproduced below, is representative of the                   
             subject matter on appeal.                                                                           
                          1. A method for an independent system operator to                                      
                   administer a trade promotion for a product involving a manufacturer                           
                   and a retailer having at least one store with an in-store POS system,                         
                   said method comprising the steps of the independent system operator:                          
                          before a start of the trade promotion by the retailer, capturing                       
                   terms of the trade promotion at least including promoted product                              
                   identification and at least one of (a) a predetermined payment value                          
                   the manufacturer will owe the retailer for each promoted product sold                         
                   by the retailer during the trade promotion, and (b) a predetermined                           



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