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organized in 1969.
Throughout the period that commenced sometime in 1976 until
sometime in 1981, Mr. Gordon traded securities, commodities, and
options for his own account.4
Throughout the period that commenced sometime in 1981 until
sometime in 1982, Bear, Sterns employed Mr. Gordon as a stockbro-
ker of listed securities, and, as such, he sold listed securities
to the public.
Throughout the period that commenced sometime in 1982 until
sometime in 1983, Mr. Gordon traded futures on the New York
Futures Exchange for his own account.5
Throughout the period that commenced sometime in 1983 until
sometime in 1984, Mr. Gordon was employed by Rosenkrantz,
Ehrenkrantz, Lyons, and Ross to act for its account as an up-
stairs trader of listed securities.
Throughout the period that commenced sometime in 1984
through 1985, Moore and Schley, Cameron and Co. Securities
(Moore), a firm that owned a seat on the AMEX, employed Mr.
Gordon to act for its account as an options market maker and paid
him Form W-2 wages (W-2 wages) for those services that were based
on a percentage of the profits that he generated for that firm.
4 The record does not disclose whether Mr. Gordon acted as an
upstairs trader or as a floor trader during that period.
5 The record does not disclose whether Mr. Gordon acted as an
upstairs trader or as a floor trader during that period.
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Last modified: May 25, 2011