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Ms. Gordon
Ms. Gordon received a bachelor's degree in education and in
English in 1955 and a master's degree in psychology and in
remedial reading in 1959. She also has taken courses in various
other subjects, including teaching methods and humanities.
Throughout the period that commenced sometime in 1955 until
sometime in 1965 and throughout 1971 and 1972, Ms. Gordon was
employed as a school teacher.9
Throughout 1976 and 1977, Ms. Gordon was employed as an ice-
skating instructor.
Throughout the period that commenced on January 5, 1979,
until August 31, 1982, Ms. Gordon worked part-time as a regis-
tered representative with First Investors Corporation (FIC), a
mutual fund broker/dealer, and, as such, she sold certain mutual
funds for FIC and received commissions from FIC for selling such
funds. As a registered representative with FIC, Ms. Gordon
(1) was required and trained by FIC to pass, and did pass, the
NASD Series-Six licensing examination, (2) attended training
programs that were provided by FIC on, inter alia, the mutual
funds that FIC offered to the public, the sales practices that
its employees were to use in selling such funds, and the suit-
ability of such funds for each potential client of FIC in light
9 With one exception that is noted below, the record does not
disclose whether Ms. Gordon was employed on a full-time or a
part-time basis during the periods that are specified herein.
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