Ex parte CHARLTON et al. - Page 10




          Appeal No. 94-2504                                                           
          Application 07/963,676                                                       
          their claims were rejected in the Examiner's Answer without a                
          new ground of rejection being made.  Appellants filed an                     
          extensive Reply Brief in response to the new rationale and a                 
          proposed amendment.  The Reply Brief was entered without a                   
          substantive comment by the examiner, leaving the record barren               
          as to reasons why appellants' arguments were not persuasive to               
          the examiner.  The amendment was not entered, yet, appellants                
          were not notified of that action by the examiner.                            
               Taking a step back and reviewing the examination                        
          procedure followed in this application, it is questionable                   
          whether the administrative due process requirements of 35                    
          U.S.C. § 132 were followed.  Appellants should not have to                   
          file an appeal brief in order for the examiner to explain for                
          the first time the substance of a rejection.  However, having                
          that unhappy set of circumstances occur here, appellants were                
          entitled to a substantive response from the examiner to the                  
          extensive arguments set forth in the Reply Brief instead of                  
          the terse notification that the paper had been "entered and                  
          considered but no further response by the Examiner is deemed                 
          necessary."  At the least, appellants should have been                       
          accorded the courtesy of a written notification that the                     
          amendment filed with the Reply Brief was not entered.                        
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