Investment Research Associates - Page 140




                                       - 218 -                                         
         examination.  Numerous summonses were issued to Kanter, Ballard,              
         and Lisle, as well as to many of the entities involved.                       
              The IRS issued the following summonses to the following on               
         the dates indicated:                                                          
         Summons issued to                 Tax Year       Date of Summons              
         Claude Ballard                      1984      July 25, 1991                   
         Linda Gallenberger                  1984      January 10, 1991                
         In the matter of                                                              
         Claude & Mary Ballard                                                         
         Linda Gallenberger                  1984      January 10, 1991                
         In the matter of                                                              
         Robert Lisle & Donna Lisle                                                    
         Linda Gallenberger                  1984      January 10, 1991                
         In the matter of                                                              
         Claude & Mary Ballard                                                         
         Donna Lisle                         1984      July 30, 1991                   
         Linda Gallenberger                  1984      January 10, 1991                
         Robert Lisle                        1988      July 30, 1991                   
         Linda Gallenberger, Officer         1984      January 10, 1991                
         Principal Service Corp.                                                       
         In the matter of                                                              
         Robert Lisle & Donna Lisle                                                    
         Principal Service Corp.             1983,     October 1, 1990                 
         In the matter of                    1985-1988                                 
         Burton & Naomi Kanter                                                         
         Mildred Schott                      1983,     April 30, 1990                  
         In the matter of                    1985-1988                                 
         Burton & Naomi Kanter                                                         
              Summonses were also served on Administrative Enterprises,                
         Principal Services, Zion, and BK Childrens Trust.                             
              The summons to Ballard dated July 25, 1991, requested, in                
         part, documents in his possession pertaining to TMT, IRA, and the             
         Orient Trust.                                                                 
              One of the summonses to Gallenberger dated January 10, 1991,             
         in the matter of Ballard, requested, in part, documents in her                
         possession pertaining to TMT, KWJ Co., Sherwood Associates,                   





Page:  Previous  208  209  210  211  212  213  214  215  216  217  218  219  220  221  222  223  224  225  226  227  Next

Last modified: May 25, 2011