Ex parte AZUMA et al. - Page 10




                 Appeal No. 1998-0129                                                                                    Page 10                        
                 Application No. 08/438,062                                                                                                             


                          We therefore, conclude that the examiner has established                                                                      
                 a prima facie case of obviousness of the invention.  As the                                                                            
                 examiner has met the burden of establishing a prima facie                                                                              
                 case, the burden now shifts to the appellants to overcome the                                                                          
                 prima facie case with argument and/or evidence.  Obviousness                                                                           
                 will then be determined on the basis of the evidence as a                                                                              
                 whole.                                                                                                                                 
                          Appellants have submitted three declarations  under 37                           2                                            
                 CFR § 1.132. The first is the Declaration of Masamichi Azuma                                                                           
                 (Azuma Declaration) .  The second is the Declaration of Larry3                                                                                                    
                 D. McMillan (McMillan Declaration).  The McMillan Declaration                                                                          
                 is directed to the issue of capacitance stability at high                                                                              
                 frequencies, which is set forth in claims 25-27.  Accordingly,                                                                         
                 our evaluation of the McMillan Declaration will be discussed                                                                           
                 in our review of claims 25-27, appearing later in this                                                                                 




                          2    All three Declarations were filed on July 22, 1996 (Paper No. 6).                                                        
                          3Although of record in the application, the Azuma Declaration has not                                                         
                 been referred to by either appellants or the examiner.  We note that the Azuma                                                         
                 Declaration is only directed to the issue of whether two references cited in                                                           
                 the parent application (which are not applied against the claims of this                                                               
                 application) should have been included in an IDS.  Accordingly, we will not                                                            
                 further address the Azuma Declaration.                                                                                                 







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