Ex parte MEHTA - Page 8




          Appeal No. 1999-2683                                                         
          Application 08/754,564                                                       

          the references, to avoid making a new ground of rejection.                   
          See In re Kronig, 539 F.2d 1300, 1302, 190 USPQ 425, 426 (CCPA               
          1976) (the "ultimate criterion" of whether a rejection is new                
          is "whether appellants have had a fair opportunity to react to               
          the thrust of the rejection").                                               
               There are at least two problems with the Examiner's                     
          rejection.  First, we find that the CVD oxide layer 24 in Tsu                
          is not inherently an etch stop layer.  Tsu does not expressly                
          or impliedly disclose the oxide layer 24 to be an etch stop                  
          layer.  Although statements by an inventor may be entitled to                
          less weight because they can be self-serving, we are persuaded               
          by the declarations of Mr. Mehta and the arguments that the                  
          oxide layer 24 would not necessarily function as an etch stop                
          layer during overetching.  Mr. Mehta has provided a reference                
          to Chu showing that CVD oxide layers are known to serve a                    
          function in the prior art unrelated to the etch stop function;               
          thus, one skilled in the art would not assume layer 24 is an                 
          etch stop layer.  Mr. Mehta states that there is at most a 2:1               
          etch rate difference between the CVD oxide layer 24 and the                  
          SOG layer 26, which is less than the 4:1 ratio one skilled in                
          the art would consider to be an etch stop layer.  While we                   

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